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REGULATED JURISDICTIONS SUPPORTED

SEC
Securities & Exchange Commission
ESMA
European Securities & Markets Authority
FCA
Financial Conduct Authority
FINRA
Financial Industry Regulatory Authority
Basel III
Basel Committee on Banking Supervision
CFTC
Commodity Futures Trading Commission
PRA
Prudential Regulation Authority
MAS
Monetary Authority of Singapore
SYSTEM OPERATIONAL — 847 FILINGS PROCESSED TODAY

How Exposed Is Your
Reporting Process?

Comply ingests raw transaction data and produces audit-ready filings for CCAR, DFAST, MiFID II, and EMIR — formatted to the letter, before the deadline clock starts sweating.

0 Late Filings
across all clients, 2025
14 Jurisdictions
natively supported
6-Hour SLA
from data ingest to submission
CCAR Q1 2026 — FILED ✓|MiFID II Transaction Report — SUBMITTED ✓|DFAST Stress Test — VALIDATED ✓|EMIR Trade Repository — CONFIRMED ✓|Basel III Pillar 3 — FILED ✓|FINRA FOCUS Report — SUBMITTED ✓|SEC Form PF — FILED ✓|FCA GABRIEL Submission — CONFIRMED ✓|CCAR Q1 2026 — FILED ✓|MiFID II Transaction Report — SUBMITTED ✓|DFAST Stress Test — VALIDATED ✓|EMIR Trade Repository — CONFIRMED ✓|Basel III Pillar 3 — FILED ✓|FINRA FOCUS Report — SUBMITTED ✓|SEC Form PF — FILED ✓|FCA GABRIEL Submission — CONFIRMED ✓|
REGULATORY READINESS ASSESSMENT

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< 2 minutes
Confidential
Actionable report
FILING STATUS DASHBOARD

Every Filing. Every Status.
One Screen.

LIVE — Updated 14s ago
3
Filed YTD
On-time, zero amendments
2
In Progress
On schedule
7.8M
Records Processed
This quarter
4.2h
Avg. Processing Time
Data ingest to submission
Active FilingsFY 2026
Filing IDTypeDueStatus
CCAR-Q1-2026CCARMar 31, 2026
FILED
MIFID-TRX-FEBMiFID IIFeb 28, 2026
FILED
EMIR-Q4-2025EMIRJan 15, 2026
FILED
DFAST-2026DFASTApr 05, 2026
PROCESSING
FINRA-FOCUS-Q1FOCUSApr 30, 2026
VALIDATING
FCA-SUP-Q1SUPMay 15, 2026
SCHEDULED
Deadline Tracker
DFAST 202640d
Apr 05, 2026MONITOR
FINRA FOCUS Q165d
Apr 30, 2026✓ ON TRACK
FCA SUP Q180d
May 15, 2026✓ ON TRACK
CCAR Q2 2026126d
Jun 30, 2026✓ ON TRACK
EMIR Q1 202632d
Mar 28, 2026⚠ URGENT
RECONCILIATION WATERFALL

From 15 Hours of Manual Work
To Less Than One.

Every quarter-end, your ops team loses two days to reconciliation. Here's what that process looks like — before and after Comply.

BEFORE COMPLY
15+ hrs per filing
Export from core banking
45 min
Reformat in Excel (6 tabs)
3.5 hrs
Manual cross-check vs. DTCC
2 hrs
Reconcile breaks (avg. 23)
4 hrs
Format to regulator schema
2 hrs
Senior review + sign-off
3 hrs
Submit (with fingers crossed)
30 min
Total per quarterly filing15+ hours

+ 3 senior reviewers, avg. 23 reconciliation breaks

WITH COMPLY
< 1 hr per filing
Connect data source (one-time)
15 min
Comply ingests + normalizes data
Auto
Validation engine runs 847 checks
Auto
Breaks surfaced + resolved
< 30 min
Schema formatted to regulator spec
Auto
Audit trail generated automatically
Auto
Submission confirmed + logged
Auto
Total per quarterly filing< 1 hour

Zero manual reconciliation. Full audit trail. Submission confirmed.

847
Validation checks run per filing
< 0.01%
Error rate on submitted filings
100%
On-time submission rate, 2025
COMPLIANCE OFFICERS, IN THEIR OWN WORDS

The People Who Can't Afford
To Be Wrong.

0Amendments in 2025

"We had three EMIR amendments in 2024. Since moving to Comply in January, we've filed six reports with zero amendments, zero late submissions. The validation engine catches things our team was missing entirely."

Sarah Okonkwo, Chief Compliance Officer at Harbrook Capital Management
Sarah Okonkwo
Chief Compliance Officer, Harbrook Capital Management
$4.2B AUM
14Entities automated

"Quarter-end used to mean three people working the weekend. Now it means I check a dashboard on Friday afternoon. Comply handles CCAR data aggregation across 14 legal entities automatically — something we couldn't do before without a four-day sprint."

James Whitfield, Head of Regulatory Reporting at Meridian Bank NA
James Whitfield
Head of Regulatory Reporting, Meridian Bank NA
$18B balance sheet
93%Reduction in ops time

"Our ops team was spending 60 hours per quarter on MiFID II reconciliation. That's now 4 hours of oversight. The audit trail Comply generates is cleaner than anything we produced manually — FCA inspectors have commented on it."

Priya Nair, VP Operations at Thornfield Broker-Dealers Ltd
Priya Nair
VP Operations, Thornfield Broker-Dealers Ltd
London, UK

Ready to file with confidence?

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See Comply process a live CCAR filing — start to submission in under 6 minutes.